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Template for submission policies

Theme

submission policy

Name

Name of Submission policy

Version of submission policy

X.X

Date of agreement

DD.MM.YYYY

Revision Dateone year after date of agreement

Owner

responsible organisation unit

Version of submission policy

X.X

Donating body

Team/institution xyz

Corresponding contract / Memorandum of Understanding

Contract name Contract date

Approved by

responsible managers of both sides

Date of approvement


Applicable to following collections

Collection ID

...

Description of data storage (folder names / directory structure / path names), the material types deposited there, and the applicable licence texts and versions in each case.

1.1.1 Directory tree

...

of the organizational/structuring directory structure (without data packages)

Directory tree , starting from the top directory of the data storage up to the level above the data packages.
A data package contains files organised in several representations, depending on the type of transmission chosen, as well as corresponding metadata as dc.xml and/or source metadata, where applicable.
The data package can be named after an external identifier as the package name, which is issued in reporting. An MD5 checksum must be transferred with every file. This checksum is used for integrity assurance during data transfer and submission to the digital archive, but it is not part of the archive package.

...

Grouping criterion, e.g. licence term

...

Corresponding collection ID

...

Criterion 1, e.g. CC licence

...

123

...

Criterion 2, e.g. in the public domain

...

...

Criterion 3, e.g. licence agreement XY

...

Published literature_licence agreement_XY

1.1.2 Overview of the collection structure

Path

Collection ID*

Collection / material type

Subcollection

Legal basis of archiving

Access rights in Rosetta (Access Rights)

Usage rights (dcterms:accessRights)

Password-protected files


Digital reproductions_in the public domain








123








Published literature_licence agreement_XY_with_PW







*A collection ID corresponds to an ingest process for data packages with identical ingest parameterisation.

1.1.3 Licence texts and versions

Overview of the licence terms applicable to objects in the collection.

License temrsdocumented askey valueAssociated collection ID
Right of access to the document as granted by the producerdcterms:accessRights

Legal basis of archivingdc:rights

Name of the Submission Agreement

dcterms:license

Name of licence term

Corresponding collection ID

CC licence

123

In the public domain

Digital reproductions_in the public domain

Licence agreement XY

Published literature_licence agreement_XY


1.2 Metadata

Description of metadata delivered (use of the GVK interface, description of additional metadata with the metadata standard)

1.2.1 Use of the

...

K10plus interface

Collection ID

Yes/no

Use of the GVK interface

Other interfaces

K10plus interface


Yes/no


1.2.2 Additional metadata delivered

Collection ID

dc.xml

Source metadata with the metadata standard


Yes/no

Dublin Core/METS/MODS/EAD/Other


Mapping specification

Element NameElement descriptionMandatory (M = Mandatory, O = Optional)repeatable (Y = Yes, N = No)ExampleDublin Core ElementString building







1.3 Structure

Structure of data packages in data storage (agreed structure and responsibilities)

...

1.2.3 Metadata Profile

Descriptive MD ElementsDNX Elements





2. Configuration and ingest parameterisation

...


Collection ID

MASTER

MODIFIED_MASTER

DERIVATIVE_COPY

OCR

Additional representations

Content

Digital reproductions_in the public domain

TIFF files

---

JPEG files

XML files with OCR

---


123

1-n PDF files in the “Original” directory

1-n PDF files in the “edited” directory with additionally created title page

1-n PDF files from the “edited” directory are compressed into 1 PDF file for the presentation platform

---

---


4.

...

Transfer of legacy holdings (already existing data)

4.1 Data transfer

Description of data delivery, comprising data transfer and the submission procedure

4.1 Data transfer

Description of the data transfer to TIB

the legacy data transfer (existing data at the time of the initial transfer)

Transfer type

Transmission interval

Location

SFTP / transmission from hard disk

Daily/monthly/.../annually


4.2 Submission procedure

Description of the submission procedure for the first delivery as well as regular additions

Submission interval: daily/weekly/monthly/quarterly/half-yearly/annually (Delete where inapplicable)

Collection ID

Submission procedure


Manual/automatic

5. Transfer of newly received data (new additions)

5.1  new additions

Description of the takeover of new additions and the takeover procedure (takeover in a fixed time cycle of stocks added since the initial takeover)Data packages are submitted with the structure defined in 1.3. Checksums (MD5) are also delivered at the file level.

Transfer type

Transmission interval

Location

SFTP / transmission from hard disk

Daily/monthly/.../annually

...


5.2 Submission procedure

Description of the submission procedure for the first delivery as well as regular additions

Submission interval: daily/weekly/monthly/quarterly/half-yearly/annually (Delete where inapplicable)

Collection ID

Submission procedure


Manual/automatic

...

6. Preservation level

Description of the preservation existing conservation levels available and assignment allocation of preservation the conservation levels to individual collections

Preservation levels are defined in the TIB Preservation Policy in the section on “Preservation levels”.

The following preservation levels are agreed onthe individual stocksThe following conservation levels have been agreed. Restrictions apply to password-protected files and proprietary file formats. If preservation management is prevented due to password protection or a proprietary file formatprevents preservation measures, only bitstream preservation Bitstream Preservation can be ensured guaranteed for those these files. Password-protected files shall must be identified by the donating body submitting institution and reported to TIB’s Digital Preservation team during data delivery. Such files the TIB's long-term archiving team when the data is transferred. They are marked with corresponding metadata in the digital preservation system accordinglylong-term archiving system.


Preservation level

Description

Concerns

Full preservation

Preservation of data flow and content by preservation management

Files without password protection

Bit preservation

Preservation of the data flow

Password-protected files and proprietary file formats

...

Collection IDDirectory name for pw-protected filesPath

...





7. Reporting

Description of the elements and frequency of reports

...

Reporting interval

Package name

ID in the system

Agreed content of report

...





8. Export

Description of export

Packages can be exported from the DP system. The following options are available:

...