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Kommentar: Added proprietary file formats to section preservation level, "bit preservation".

Template for submission policies

Date of agreement

DD.MM.YYYY

Version of submission policy

X.X

Donating body

Team/institution xyz

Corresponding contract / Memorandum of Understanding

Contract name Contract date

Applicable to following collections

Collection ID

 



1. Description of data storage

...

Directory tree, starting from the top directory of data storage to the level above the data packages.
A data package contains files organised in several representations, depending on the type of transmission chosen, as well as corresponding metadata as dc.xml and/or source metadata, where applicable.
The data package can be named after an external identifier as the package name, which is issued in reporting. An MD5 checksum must be transferred with every file. This checksum is used for integrity assurance during data transfer and submission to the digital archive, but it is not part of the archive package.

 


Grouping criterion, e.g. licence term

Corresponding collection ID

Criterion 1, e.g. CC licence

123

Criterion 2, e.g. in the public domain

Digital reproductions_in the public domain

Criterion 3, e.g. licence agreement XY

Published literature_licence agreement_XY

...


1.1.2 Overview of the collection structure

Path

Collection ID*

Collection / material type

Subcollection

Legal basis of archiving

Access rights

Password-protected files


Digital reproductions_in the public domain







123







Published literature_licence agreement_XY_with_PW






*A collection ID corresponds to an ingest process for data packages with identical ingest parameterisation.

...

Overview of the licence terms applicable to objects in the collection.

Name of licence term

Corresponding collection ID

CC licence

123

In the public domain

Digital reproductions_in the public domain

Licence agreement XY

Published literature_licence agreement_XY

1.2 Metadata

Description of metadata delivered (use of the GVK interface, description of additional metadata with the metadata standard)

1.2.1 Use of the GVK interface

Collection ID

Use of the GVK interface

Other interfaces


Yes/no

Yes/no


1.2.2 Additional metadata delivered

Collection ID

dc.xml

Source metadata with the metadata standard


Yes/no

Dublin Core/METS/MODS/EAD

 


1.3 Structure

Structure of data packages in data storage (agreed structure and responsibilities)

...

1.3.2 Assignment of collections to the corresponding SIP specification

2. Configuration and ingest parameterisation

Assignment of the collection structure in the donating body’s data storage for ingest parameterisation in the digital preservation system

 


Collection ID

Collection

Subcollection

Institution

Department

Producer

dcterms:license

Boilerplate

Material flow

Approval group

User defined A

User defined B

IE entity type

Status

Material type

Access right

Validation task

Enrichment routine

Digital reproductions_in the public domain

Digital reproductions

In the public domain

XYZ

Retro-digitisation

XYZ retro-digitisation

XYZ_in the public domain_under_Section_64_German Copyright Act (UrhG)

Submission policy_with_XYZ

METS_deposit

Default

XYZ_digital reproductions

---

Book

Active

Digital reproduction

No restriction

Full

Dependent on 1.2.1

 


3. Representations

Description of representations to be recorded (name of representation, content, assignment of files/directories from the collection to the representations)

Representation

Description

MASTER

Original files

MODIFIED_MASTER

Modified copy of original files before ingest

DERIVATIVE_COPY

Access copy

OCR

OCR

...

Additional representations can be created.

 



Collection ID

MASTER

MODIFIED_MASTER

DERIVATIVE_COPY

OCR

Additional representations

Content

Digital reproductions_in the public domain

TIFF files

---

JPEG files

XML files with OCR

---


123

1-n PDF files in the “Original” directory

1-n PDF files in the “edited” directory with additionally created title page

1-n PDF files from the “edited” directory are compressed into 1 PDF file for the presentation platform

---

---

 


4. Submission of collections

...

Data packages are submitted with the structure defined in 1.3. Checksums (MD5) are also delivered at the file level. 


Transfer type

Transmission interval

Location

SFTP / transmission from hard disk

Daily/monthly/.../annually


4.2 Submission procedure

Description of the submission procedure for the first delivery as well as regular additions

Submission interval: daily/weekly/monthly/quarterly/half-yearly/annually (Delete where inapplicable)

Collection ID

Submission procedure


Manual/automatic

 


5. Preservation level

Description of the preservation levels available and assignment of preservation levels to individual collections

...

The following preservation levels are agreed on. Restrictions apply to password-protected files and proprietary file formats. If preservation management is prevented due to password protection or a proprietary file format, only bitstream preservation can be ensured for those files. Password-protected files shall be identified by the donating body and reported to TIB’s Digital Preservation team during data delivery. Such files are marked with metadata in the digital preservation system accordingly.

Preservation level

Description

Concerns

Full preservation

Preservation of data flow and content by preservation management

Files without password protection

Bit preservation

Preservation of the data flow

Password-protected files and proprietary file formats

 


Collection ID

Preservation level


Full preservation / bit preservation / a mixture of both


Collection IDDirectory name for pw-protected filesPath




6. Reporting

Description of the elements and frequency of reports

...

The package name is the directory name of the delivered data package, as described in 1.1.1.

Package name

SIP ID in the system

Status




Report during operations

A report on the donating body’s collections or subcollections can be created during DP operations, by arrangement. The desired content must be agreed with TIB’s Digital Preservation team.

Reporting interval

Package name

ID in the system

Agreed content of report

...






7. Export

Description of export

...